Company Transparency SRI (Data Security & Safety)

Blend of capitalization and equal weights

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Socially Responsible Investing Portfolios (Interactive Advisors Portfolios)

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0.20% annual

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US equities

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$100

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The brochure gives the count as 13, or 18 counting the ESG Smart Beta portfolios, launched April 2019 to July 2020. The risk section names other SRI portfolios (Clean Technology, Clean Energy, Low Greenhouse Emissions, Fair Labor, Workforce Diversity) that are not on this list.

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The Company Transparency portfolio invests in businesses that demonstrate a strong commitment to protecting and serving their customers. It focuses on firms that excel in client welfare, safeguarding sensitive data, and upholding rigorous standards for product safety and quality. By applying a Socially Responsible Investing (SRI) lens, this portfolio seeks organizations whose ethical conduct and transparency go beyond compliance to reflect genuine accountability to stakeholders. For investors, it offers a way to direct capital toward companies that build trust through responsible business practices and measurable social responsibility.

Interactive Advisors is an established name in the field of online investing, with a history of path-breaking work. The platform offers a variety of portfolios, including the Socially Responsible Investing (SRI) portfolios, which are managed by Interactive Advisors's Chief Investment Officer and Investment Management team. The “Socially Responsible Investing” approach to portfolio construction is designed to invest in companies that operate businesses keeping in mind not only financial goals and profits, but also ethical and environmental concerns. The incorporation of Environmental, Social and Governance (ESG) factors into investment decision-making is aimed at incentivizing better practices from the companies. The sustainability practices foster long-term value creation while giving investors an opportunity to align their investments with personal values.

Capital growth plus with a more complex portfolio or higher risk profile than broad equity markets. Investing in equities and concentrated portfolios and prepared to accept fluctuation in portfolio value.

Values-driven investors: This portfolio is designed for investors who want their holdings to reflect a belief in corporate accountability. It channels capital toward companies recognized for putting customer wellbeing and responsible data handling first, bridging the gap between financial goals and personal principles. Systematic SRI allocators: Investors who want a disciplined Socially Responsible Investing (SRI) approach will find a portfolio built on quantitative screening rather than subjective judgment. Each holding qualifies through measurable social capital scores, offering a structured way to pursue values-aligned equity exposure. Transparency-focused investors: If you believe companies that operate openly and maintain strong consumer protections are better positioned to manage risk over time, this portfolio applies that conviction through a data-driven selection process grounded in independent research.

Research: The investment team draws on detailed third-party ESG data to screen and construct the portfolio. This data evaluates company disclosures from annual reports, regulatory filings, and corporate websites. Approach: The portfolio follows a systematic, rules-based process to determine how each holding is weighted. Companies that score higher on the relevant SRI metric receive larger allocations, rewarding stronger transparency practices. The portfolio is rebalanced every quarter to keep it aligned with its investment criteria. Allocation discipline: Holdings must satisfy the research criteria described above, and because the selection process applies multiple non-financial filters, the portfolio may hold fewer names and carry higher sector concentration than broadly diversified alternatives. Individual stock positions are generally kept below 10% of the portfolio. The total number of holdings typically ranges from 20 to 100, depending on how many companies qualify at any given time. Sell discipline: Sell decisions follow a disciplined quarterly schedule rather than reacting to short-term market movements. Each quarter, the portfolio is reset to its target weights based on the latest data and scoring criteria. Exceptions: Stocks involved in corporate actions, such as mergers or acquisitions, may be sold or adjusted outside the regular rebalance cycle.

Direct ownership in transparent companies: You hold shares in individual companies screened for how they treat and protect consumers, from the way they safeguard personal information to the safety, quality, and labeling of the products they sell. This means you always know what you own and why each holding earned its place in your portfolio. Multi-layered research: The selection process draws on multiple data providers and quantitative frameworks, including analysis of company filings and insights gathered from industry publications using advanced natural language processing. This approach gives you a more complete picture of whether each company lives up to its stated commitments. Systematic, bias-free construction: A rules-based algorithm assigns position weights based on how well each company scores on social capital metrics, removing emotional decision-making from the process. Quarterly rebalancing keeps holdings aligned with the latest scoring criteria, delivering consistent and repeatable discipline.